Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Dunbar is a financial advisor at Merrill Lynch, Pierce, Fenner & Smith Inc. with 6 years of experience in the industry. William holds Series 7, 66, and SIE securities licenses and has been registered with FINRA since 2017. William is registered in 33 states and has a breadth of experience in working with clients in the areas of financial planning, portfolio management, and investment advice. William is also a board member of St. Joseph Abbey Seminary College. William has a history of working with clients across a variety of industries, including individuals, corporations, insurance companies, charitable organizations, and pension plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
LA
08/01/2023 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (MANDEVILLE LA)
LA
05/03/2018 - 08/02/2023
J.P. MORGAN SECURITIES LLC (MANDEVILLE LA)
LA
07/06/2017 - 05/07/2018
CAPITAL ONE INVESTING, LLC (METAIRIE LA)
BOTH
Issued 09/13/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/06/2017
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure William Dunbar is the right advisor for you? Invested Better is here to help.
