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William J Brooke

J. W. Cole Advisors, Inc.

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About William J Brooke

William J. Brooke is an investment advisor representative with J. W. Cole Advisors, Inc. William has been in the industry since December 1999 and has held previous positions with TRANSAMERICA FINANCIAL ADVISORS, INC and QA3 FINANCIAL CORP. William currently holds registrations in 23 states and is actively licensed in Florida. William specializes in providing financial planning, portfolio management, and other advisory services to individuals, businesses, and charitable organizations. William is committed to helping clients achieve their financial goals.

Firm Information

William Brooke is currently registered with J. W. Cole Advisors, Inc.. J. W. Cole Advisors, Inc. is an investment advisor headquartered in TAMPA, FL. They manage a total of $5.74 billion in client assets, primarily for high-net-worth individuals and other individuals, as well as corporations and charitable organizations. The firm offers a range of services, including financial planning, portfolio management, and educational seminars. J. W. Cole Advisors, Inc. is a registered investment advisor with the SEC.
J. W. Cole Advisors, Inc.

4301 ANCHOR PLAZA PARKWAY

TAMPA, FL 33634

$5.74B

Assets Under Management

1,682

Total Clients

419

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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hourly & fixed rate consulting

Hourly & fixed rate consulting

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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William Brooke’s Registration & Firm History

FL

03/10/2016 - Present

J. W. Cole Advisors, Inc. (TAMPA FL)

FL

11/02/2009 - 03/05/2016

TRANSAMERICA FINANCIAL ADVISORS, INC (ST. PETERSBURG FL)

FL

05/21/2004 - 10/19/2009

QA3 FINANCIAL CORP. (ST PETERSBURG FL)

AZ

12/02/2002 - 05/17/2004

ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)

NY

12/13/1999 - 12/02/2002

PRIME CAPITAL SERVICES, INC. (POUGHKEEPSIE NY)

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Licenses & Designations

BOTH

Issued 05/30/2003

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/10/1999

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for William J Brooke.
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