Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam J. Becker is a financial advisor in Tampa, FL. William has been in the financial services industry for over 23 years. William is registered with Northwestern Mutual Investment Services, LLC and holds a Series 6, Series 7, and Series 66 license. Previously William worked with ROBERT W. BAIRD & CO. INCORPORATED. William is currently registered in Florida, Georgia, Illinois, Nevada, New Jersey, North Carolina, Ohio, Oklahoma, and South Carolina.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
FL
03/15/2000 - Present
Northwestern Mutual Investment Services, LLC (Tampa FL)
WI
04/25/2000 - 01/01/2002
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
BOTH
Issued 01/02/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/23/2007
Series 7 - General Securities Representative Examination
BC
Issued 03/14/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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