Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam J. Baughman is a financial advisor currently registered with J.P. Morgan Securities LLC, located in Jersey City, NJ. William has been in the financial services industry for over 10 years, previously working with Farmers Financial Solutions, LLC and AXA Distributors, LLC. William is licensed to provide financial advice in 53 states and holds Series 6, 63, and 26 licenses. William is a Series 26 Principal.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
NJ
04/18/2022 - Present
J.p. Morgan Securities LLC (Jersey City NJ)
CO
10/23/2015 - 03/04/2022
FARMERS FINANCIAL SOLUTIONS, LLC (FORT COLLINS CO)
NJ
05/01/2012 - 06/09/2015
AXA DISTRIBUTORS, LLC (JERSEY CITY NJ)
BC
Issued 05/14/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/11/2021
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/30/2012
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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