Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Morris is a financial advisor registered with UBS Financial Services INC. in Knoxville, Tennessee. William has been in the financial services industry since 1989. William's previous employers include MetLife Securities INC., Legend Equities Corporation, and the Variable Annuity Marketing Company.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
TN
10/14/2010 - Present
UBS Financial Services Inc. (KNOXVILLE TN)
MA
02/20/2008 - 11/17/2008
METLIFE SECURITIES INC. (SPRINGFIELD MA)
FL
08/02/2007 - 02/19/2008
LEGEND EQUITIES CORPORATION (PALM BEACH GARDENS FL)
TN
01/26/2007 - 07/24/2007
METLIFE SECURITIES INC. (KNOXVILLE TN)
TN
01/26/2007 - 07/09/2007
METROPOLITAN LIFE INSURANCE COMPANY (KNOXVILLE TN)
TN
05/22/2006 - 10/31/2006
AMSOUTH INVESTMENT SERVICES, INC. (KNOXVILLE TN)
TX
06/28/2000 - 05/15/2006
VALIC FINANCIAL ADVISORS, INC. (HOUSTON TX)
TX
06/28/2000 - 12/31/2001
THE VARIABLE ANNUITY MARKETING COMPANY (HOUSTON TX)
MA
03/01/1996 - 12/31/1998
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
NA
11/07/1994 - 03/01/1996
G. R. PHELPS & CO., INC.
NA
05/12/1988 - 03/01/1996
G. R. PHELPS & CO., INC.
NA
07/25/1985 - 06/01/1988
NORTHCUTT-OWEN AND COMPANY
NA
03/11/1985 - 04/26/1985
IDS MARKETING CORPORATION
BC
Issued 2/5/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 9/19/1987
Series 7 - General Securities Representative Examination
BC
Issued 10/22/1985
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 3/8/1985
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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