Unclaimed
William Hastings is a financial advisor with over 5 years of experience in the industry. William is currently registered with Fifth Third Securities, Inc.. William has previously been registered with HOVDE GROUP, LLC. William has passed the Series 63, Series 79TO, Series 7TO, SIE exams. William also holds the no known designation. William specializes in brokerage services, assisting clients with investment strategies and market analysis.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Sponsor wrap fee program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
NC
10/26/2021 - Present
Fifth Third Securities, Inc. (CHARLOTTE NC)
NC
07/01/2019 - 10/05/2021
HOVDE GROUP, LLC (CHARLOTTE NC)
BC
Issued 11/11/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/19/2020
Series 7TO - General Securities Representative Examination
BC
Issued 7/1/2019
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 4/29/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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