Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Brennan is a financial advisor with over 30 years of experience in the financial industry. William is currently registered with Wells Fargo Clearing Services, LLC. William has held previous positions with UBS Financial Services Inc., Citigroup Global Markets Inc., Lehman Brothers Inc., John Hancock Distributors, Inc. and John Hancock Mutual Life Insurance Company. William is licensed in 25 states and holds the Series 6, 7 and 63 securities licenses as well as the Series 65 investment advisor license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
MI
02/10/2010 - Present
Wells Fargo Clearing Services, LLC (PORTAGE MI)
MI
08/24/2007 - 02/16/2010
UBS FINANCIAL SERVICES INC. (GRAND RAPIDS MI)
MI
07/31/1993 - 08/30/2007
CITIGROUP GLOBAL MARKETS INC. (KALAMAZOO MI)
NY
08/25/1992 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
MA
04/26/1989 - 08/25/1992
JOHN HANCOCK DISTRIBUTORS, INC. (BOSTON MA)
MA
04/26/1989 - 08/25/1992
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)
IA
Issued 08/21/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/25/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/22/1992
Series 7 - General Securities Representative Examination
BC
Issued 04/25/1989
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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