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William Hugh Black

Lion Street Financial, LLC

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About William Hugh Black

William Hugh Black is a financial advisor with over 40 years of experience in the industry. William has held numerous roles at various firms, including FSC Securities Corporation, Emerson Equity LLC, Arete Wealth Management, LLC and Merrimac Corporate Securities, Inc.. William joined Lion Street Financial, LLC in 2018. William is licensed to conduct business in Alabama, California, Florida and Tennessee. William is registered with FINRA and holds the Series 1, Series 7, Series 63 and SIE licenses.

Firm Information

William Black is currently registered with Lion Street Financial, LLC. Lion Street Financial, LLC is a Limited Liability Company formed in January 2022 and is registered to provide advisory services in all 50 states, the District of Columbia, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

137

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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William Black’s Registration & Firm History

TN

07/27/2018 - Present

Lion Street Financial, LLC (Brentwood TN)

TN

09/07/2017 - 07/31/2018

FSC SECURITIES CORPORATION (FRANKLIN TN)

CA

03/24/2017 - 08/18/2017

EMERSON EQUITY LLC (SAN MATEO CA)

IL

08/13/2014 - 12/31/2016

ARETE WEALTH MANAGEMENT, LLC (CHICAGO IL)

FL

10/07/2013 - 03/10/2014

MERRIMAC CORPORATE SECURITIES, INC. (ALTAMONTE SPRINGS FL)

KS

05/15/2013 - 08/22/2013

ALLIANCE AFFILIATED EQUITIES CORPORATION (OVERLAND PARK KS)

CA

09/06/2011 - 05/28/2013

TNP SECURITIES, LLC (COSTA MESA CA)

CA

11/19/2004 - 11/18/2010

GRUBB & ELLIS SECURITIES, INC. (SANTA ANA CA)

GA

09/06/2002 - 10/29/2004

WELLS INVESTMENT SECURITIES,INC. (NORCROSS GA)

MD

02/02/1993 - 12/31/2003

H. BECK, INC. (ROCKVILLE MD)

ND

08/21/1985 - 02/08/1993

HUNTINGDON SECURITIES CORPORATION (MINOT ND)

NA

11/26/1982 - 07/26/1985

FSC SECURITIES CORPORATION

NA

06/04/1980 - 11/01/1982

CAPITAL ANALYSTS, INCORPORATED

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Licenses & Designations

BC

Issued 05/20/1980

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/14/1984

Series 7 - General Securities Representative Examination

BC

Issued 05/19/1980

Series 1 - Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for William Hugh Black.
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