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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Hubert Allen is a registered representative with Fidelity Personal and Workplace Advisors. William has been in the securities industry since 1994 and has a broad range of experience. William is licensed in 40 states and the District of Columbia and is also a registered investment advisor representative in Florida and Texas. William's primary focus is on providing financial planning and portfolio management services to individuals and businesses. William has a strong commitment to providing his clients with personalized attention and customized solutions to meet their individual needs. Prior to joining Fidelity Personal and Workplace Advisors, William was a registered representative with Charles Schwab & Co., Inc. in Orlando, Florida, and with Dean Witter Reynolds Inc. in Purchase, New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
FL
07/13/2018 - Present
Fidelity Personal AND Workplace Advisors (LAKE MARY FL)
FL
04/02/1996 - 01/14/2014
CHARLES SCHWAB & CO., INC. (ORLANDO FL)
NY
01/26/1995 - 09/26/1995
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
CO
06/20/1994 - 08/02/1994
CHATFIELD DEAN & CO., INC. (GREENWOOD VILLAGE CO)
BOTH
Issued 09/15/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/20/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/10/1997
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/17/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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