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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Hu is a financial advisor with LPL Financial LLC. William Hu is based in PASADENA, CA. William Hu has been in the industry since December 17, 2007. William Hu has Series 6, Series 63, Series 26, and Series 65 licenses. William Hu is registered in the following states: Arizona, California, Mississippi, New Mexico, North Carolina, Texas, and Utah. William Hu has a current registration with FINRA and is a registered Investment Advisor. William Hu has a history of working with Foresters Financial Services, Inc. in MONROVIA, CA and with Foresters Advisory Services in MONROVIA, CA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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CA
05/21/2019 - Present
LPL Financial LLC (PASADENA CA)
CA
12/17/2007 - 05/21/2019
FORESTERS FINANCIAL SERVICES, INC. (MONROVIA CA)
IA
Issued 02/20/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/19/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/20/2009
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/14/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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