Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Whatley is a financial professional with over 25 years of experience in the financial services industry. William is currently registered with Nylife Securities LLC and has been with the firm since 2008. William has held previous positions with 1717 Capital Management Company, AXA Advisors, LLC and The Equitable Life Assurance Society of the United States. William is licensed in Arkansas, California, Louisiana, Mississippi, and Texas. William is a Series 6 and Series 63 licensed professional.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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LA
05/20/2008 - Present
Nylife Securities LLC (MONROE LA)
LA
07/07/2004 - 05/21/2008
1717 CAPITAL MANAGEMENT COMPANY (MONROE LA)
NY
12/22/1993 - 07/01/2004
AXA ADVISORS, LLC (NEW YORK NY)
NY
12/22/1993 - 01/05/2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
BC
Issued 02/02/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/21/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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