Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Howard Wade is a financial advisor at Stifel, Nicolaus & Company, Inc. William has 28 years of experience in the financial services industry. He is a Registered Representative and Investment Advisor Representative in Tennessee and Florida. William's previous employers include Merrill Lynch, Pierce, Fenner & Smith Incorporated, Banc of America Investment Services, Inc. and NationsSecurities. He holds Series 3, 4, 6, 7, 9, 10, 24, 52, 53, 63 and 65 licenses. William offers a range of financial planning services, including portfolio management, investment advisory services, and retirement planning. He specializes in providing financial advice to individuals, businesses, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TN
06/24/2021 - Present
Stifel, Nicolaus & Company, Inc. (BRENTWOOD TN)
TN
10/23/2009 - 06/28/2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (BRENTWOOD TN)
TN
01/01/1998 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (FRANKLIN TN)
NA
10/01/1996 - 01/01/1998
NATIONSSECURITIES
NY
04/25/1994 - 10/07/1996
GUARDIAN INVESTOR SERVICES CORPORATION (NEW YORK NY)
IA
Issued 08/05/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/29/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/13/2006
Series 4 - Registered Options Principal Examination
BC
Issued 11/02/2005
Series 53 - Municipal Securities Principal Examination
BC
Issued 02/03/2005
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/01/2012
Series 3 - National Commodity Futures Examination
BC
Issued 05/20/1996
Series 7 - General Securities Representative Examination
BC
Issued 04/22/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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