Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Howard Humphrey is a registered representative of LPL Financial LLC with over 30 years of experience in the financial industry. Humphrey has a strong background in securities and investments, and holds Series 7, Series 9, Series 10, and Series 63 licenses. Humphrey is also a registered Investment Advisor Representative with LPL Financial LLC. Humphrey has previously been affiliated with MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED and WHEAT, FIRST SECURITIES, INC. William Humphrey provides investment advisory and brokerage services to individuals, families, corporations, and other businesses. Humphrey's specializations include investment planning, retirement planning, college savings, and estate planning. Humphrey is committed to providing his clients with personalized financial advice and guidance. Humphrey works closely with his clients to develop a plan that meets their unique financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
WV
01/29/2025 - Present
LPL Financial LLC (PARKERSBURG WV)
WV
05/05/1997 - 08/27/2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (VIENNA WV)
NC
10/23/1992 - 05/12/1997
WHEAT, FIRST SECURITIES, INC. (CHARLOTTE NC)
IA
Issued 12/04/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/23/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/16/2006
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/11/2006
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/22/1992
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure William Humphrey is the right advisor for you? Invested Better is here to help.
