Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Coons is an experienced financial professional with over 30 years in the industry. Currently, William Coons is registered with Spartan Capital Securities, LLC. William Coons has a long history of working with several firms including Hallmark Investments, Inc., Meyers Associates, L.P., Monarch Financial Corporation of America, Westrock Advisors, Inc., Maxim Group LLC, Investec Ernst & Company, Stuart, Coleman & Co., Inc., Hampshire Securities Corporation, Oppenheimer & Co., Inc., Ladenburg, Thalmann & Co., Inc., Rosenkrantz Lyon & Ross Incorporated and D. H. Blair & Co., Inc.. William Coons holds a Series 63, Series 10, Series 9, Series 79TO, SIE and Series 7 licenses. William Coons is currently registered in 29 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
03/06/2017 - Present
Spartan Capital Securities, LLC (NEW YORK NY)
NY
10/21/2010 - 02/21/2017
HALLMARK INVESTMENTS, INC. (NEW CITY NY)
NY
01/07/2016 - 01/27/2016
MEYERS ASSOCIATES, L.P. (NEW YORK NY)
NY
10/05/2010 - 10/25/2010
MONARCH FINANCIAL CORPORATION OF AMERICA (NEW YORK NY)
NY
06/26/2009 - 10/08/2010
WESTROCK ADVISORS, INC. (NEW YORK NY)
NY
10/23/2002 - 07/07/2009
MAXIM GROUP LLC (NEW YORK NY)
NY
06/01/1999 - 10/23/2002
INVESTEC ERNST & COMPANY (NEW YORK NY)
NY
03/10/1998 - 06/01/1999
STUART, COLEMAN & CO., INC. (NEW YORK NY)
NY
02/21/1996 - 02/27/1998
HAMPSHIRE SECURITIES CORPORATION (NEW YORK NY)
NY
02/22/1995 - 01/26/1996
OPPENHEIMER & CO., INC. (NEW YORK NY)
NY
09/11/1991 - 03/08/1995
LADENBURG, THALMANN & CO., INC. (NEW YORK NY)
NY
05/13/1991 - 10/15/1991
ROSENKRANTZ LYON & ROSS INCORPORATED (NEW YORK NY)
NY
04/24/1990 - 06/18/1991
D. H. BLAIR & CO., INC. (NEW YORK NY)
BC
Issued 05/14/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/05/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/10/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/21/1990
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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