Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Sterling is a financial advisor with Raymond James & Associates, Inc. William has been in the financial services industry since June 25, 2013 and has been registered with Raymond James & Associates, Inc. since September 12, 2019. Previously, William was employed by DEUTSCHE BANK SECURITIES INC. from June 29, 2016 to September 6, 2016 and SUNTRUST INVESTMENT SERVICES, INC. from August 9, 2011 to August 11, 2014. William has a total of 28 active state licenses, as well as Series 7, Series 66, and SIE licenses. William holds the Certified Financial Planner and Chartered Financial Analyst designations. William has experience providing financial planning, portfolio management for individuals and businesses, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MA
09/12/2019 - Present
Raymond James & Associates, Inc. (Boston MA)
MA
06/29/2016 - 09/06/2016
DEUTSCHE BANK SECURITIES INC. (BOSTON MA)
TN
08/09/2011 - 08/11/2014
SUNTRUST INVESTMENT SERVICES, INC. (NASHVILLE TN)
BOTH
Issued 08/22/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/08/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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