Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Holden Fox is a financial advisor with LPL Financial LLC. William has been in the financial services industry since 2014. William has a Series 7 and Series 66 license as well as the Securities Industry Essentials Examination. William has been registered with LPL Financial since November 2020, and previously worked at First Allied Securities, Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated. William holds a current Series 66 license and is registered with FINRA as a Registered Representative and has a current Investment Advisor Representative license and is registered in the State of Texas. William also provides tax advisory and mortgage services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
TX
11/30/2020 - Present
LPL Financial LLC (ROUND ROCK TX)
TX
11/03/2014 - 11/30/2020
FIRST ALLIED SECURITIES, INC. (AUSTIN TX)
TX
11/27/2013 - 09/11/2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (AUSTIN TX)
BOTH
Issued 12/19/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/27/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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