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William Hoh

H.c.wainwright & CO., LLC

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About William Hoh

William Hoh is a securities professional with over 20 years of experience in the financial services industry. Currently, William is registered with H.c.wainwright & Co., LLC in New York. William has also held previous positions with T.R. Winston & Company, LLC, Kenmar Securities, LLC, and Donaldson, Lufkin & Jenrette Securities Corporation. William holds the Series 7, Series 63, Series 79TO, and SIE licenses.

Firm Information

William Hoh is currently registered with H.c.wainwright & CO., LLC. H.c.wainwright & CO., LLC is a Limited Liability Company that was formed in April 2013. They are registered to conduct business in all 50 U.S. states, the District of Columbia, Puerto Rico, and the Virgin Islands. They are also registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

11

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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William Hoh’s Registration & Firm History

NY

02/07/2020 - Present

H.c.wainwright & CO., LLC (NEW YORK NY)

NY

12/11/2018 - 01/31/2020

T.R. WINSTON & COMPANY, LLC (New York NY)

NY

02/08/2017 - 11/27/2018

KENMAR SECURITIES, LLC (NEW YORK NY)

NJ

09/30/1998 - 10/23/2000

DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)

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Licenses & Designations

BC

Issued 03/16/2017

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/05/2019

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/08/2017

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for William Hoh.
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