Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Flaherty is a financial advisor with Weild & Co. He is a registered representative in the state of Texas. William has been in the financial industry since 1997. He has also held positions at several other firms, including NEXT FINANCIAL GROUP, INC., NATIONAL SECURITIES CORPORATION and CASIMIR CAPITAL L.P. William holds the Series 7, Series 9, Series 10, Series 24, Series 55, Series 57TO, Series 63, and Series 82TO licenses, and is also a SIE exam holder. He is a seasoned advisor with a broad range of experience in the financial industry.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TX
03/13/2018 - Present
Weild & Co. (Houston TX)
TX
09/28/2017 - 03/09/2018
NEXT FINANCIAL GROUP, INC. (HOUSTON TX)
TX
10/23/2015 - 12/31/2016
NATIONAL SECURITIES CORPORATION (Houston TX)
CT
02/18/2014 - 08/12/2014
CASIMIR CAPITAL L.P. (GREENWICH CT)
TX
12/20/2012 - 05/20/2013
MLV & CO. LLC (HOUSTON TX)
TX
04/02/2012 - 10/15/2012
WFG INVESTMENTS, INC. (DALLAS TX)
TX
04/20/2011 - 03/27/2012
GLOBAL HUNTER SECURITIES, LLC (HOUSTON TX)
TX
07/23/2009 - 04/19/2011
PRITCHARD CAPITAL PARTNERS, LLC (HOUSTON TX)
TX
01/07/2005 - 07/21/2009
NATIXIS BLEICHROEDER INC. (HOUSTON TX)
MT
05/27/2003 - 01/12/2005
D.A. DAVIDSON & CO. (GREAT FALLS MT)
TN
09/03/2002 - 04/23/2003
MORGAN KEEGAN & COMPANY, INC. (MEMPHIS TN)
TX
01/07/2000 - 07/25/2002
FROST SECURITIES, INC. (DALLAS TX)
TX
08/18/1997 - 01/06/2000
SOUTHWEST SECURITIES, INC. (DALLAS TX)
RI
03/03/1994 - 07/23/1997
FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)
BC
Issued 10/14/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/12/1999
Series 24 - General Securities Principal Examination
BC
Issued 07/24/1996
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 01/02/2023
Series 82TO - Limited Representative-Private Securities Offerings
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/11/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 03/02/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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