Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Thames has over 35 years of experience in the financial services industry. William currently works at Voya Financial Partners, LLC, as an investment advisor. William has previously held positions at GWFS Equities, Inc., MML Distributors, LLC, Mutual of America Life Insurance Company, Mutual of America Securities LLC, CCO Investment Services Corp., Northwestern Mutual Investment Services, LLC, Hartford Equity Sales Company Inc., Mutual of America Securities Corporation, New England Securities, Equico Securities, Inc., and The Equitable Life Assurance Society of the United States. William is licensed in Delaware, New Jersey, New York, Pennsylvania, and Virginia. William holds Series 6, 7, 26, and 63 licenses. William is a Series 6, 7, 26, and 63 licensed investment advisor.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CT
06/03/2022 - Present
Voya Financial Partners, LLC (WINDSOR CT)
CO
01/04/2021 - 05/16/2022
GWFS EQUITIES, INC. (GREENWOOD VILLAGE CO)
MA
09/03/2015 - 01/04/2021
MML DISTRIBUTORS, LLC (SPRINGFIELD MA)
PA
10/27/2010 - 07/08/2015
MUTUAL OF AMERICA LIFE INSURANCE COMPANY (BLUE BELL PA)
PA
10/27/2010 - 07/08/2015
MUTUAL OF AMERICA SECURITIES LLC (BLUE BELL PA)
DE
04/16/2010 - 10/15/2010
CCO INVESTMENT SERVICES CORP. (WILMINGTON DE)
PA
06/05/2009 - 03/03/2010
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (WAYNE PA)
CT
05/22/1997 - 01/15/2009
HARTFORD EQUITY SALES COMPANY INC. (HARTFORD CT)
NY
11/12/1996 - 04/22/1997
MUTUAL OF AMERICA SECURITIES CORPORATION (NEW YORK NY)
NY
10/07/1991 - 04/22/1997
MUTUAL OF AMERICA LIFE INSURANCE COMPANY (NEW YORK NY)
NY
01/03/1989 - 08/26/1991
NEW ENGLAND SECURITIES (NEW YORK NY)
NY
08/19/1988 - 01/02/1989
EQUICO SECURITIES, INC. (NEW YORK NY)
NY
08/19/1988 - 01/02/1989
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
CT
06/18/1985 - 08/12/1988
HARTFORD EQUITY SALES COMPANY INC. (HARTFORD CT)
BC
Issued 09/08/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/03/2002
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/22/2015
Series 7 - General Securities Representative Examination
BC
Issued 06/17/1985
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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