Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Herbert Fairfield, Jr. has been in the financial services industry for over 38 years. Currently, William Herbert Fairfield, Jr. is a registered representative with Morgan Stanley. Previously, William Herbert Fairfield, Jr. worked at Morgan Stanley & Co. Incorporated, Morgan Stanley DW Inc., Roger J. Lange and Company, Inc., R.B. Marich, Inc., Shelter Rock Securities Corp., Bear, Stearns & Co. Inc. and The Stuart-James Company, Inc. William Herbert Fairfield, Jr. holds several licenses and registrations, including Series 3, 4, 7, 8, 9, 10, 24, 31, 63, and 65. William Herbert Fairfield, Jr. is also a registered investment advisor in Illinois and Texas. William Herbert Fairfield, Jr. has a broad range of experience and expertise, and is well-equipped to provide a wide range of financial services to clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
IL
09/12/2016 - Present
Morgan Stanley (Deerfield IL)
IL
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (RIVERWOODS IL)
IL
11/14/1990 - 04/02/2007
MORGAN STANLEY DW INC. (LIBERTYVILLE IL)
NA
02/16/1990 - 10/29/1990
ROGER J. LANGE AND COMPANY, INC.
NA
02/12/1990 - 03/06/1990
R.B. MARICH, INC.
NA
10/19/1987 - 02/17/1990
SHELTER ROCK SECURITIES CORP.
NA
01/14/1987 - 09/29/1987
BEAR, STEARNS & CO. INC.
NA
04/18/1984 - 01/30/1987
THE STUART-JAMES COMPANY, INC.
IA
Issued 05/09/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/26/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 11/04/1994
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 01/12/1990
Series 4 - Registered Options Principal Examination
BC
Issued 06/20/1985
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/31/2005
Series 3 - National Commodity Futures Examination
BC
Issued 05/25/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 04/14/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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