Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Henson Powell is a financial advisor who has been in the industry since 2004. William is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. in Atlanta, Georgia. Prior to that, William was registered with BANC OF AMERICA SECURITIES LLC in New York, NY and BANC ONE CAPITAL MARKETS, INC. in Chicago, IL. William has several professional designations and holds licenses in Series 7, 63, 65, 79TO and SIE. William is currently working as a Registered Representative and Investment Advisor Representative at Merrill Lynch, Pierce, Fenner & Smith Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
GA
04/03/2019 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (ATLANTA GA)
NY
08/30/2006 - 11/01/2010
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
IL
10/20/1999 - 08/10/2001
BANC ONE CAPITAL MARKETS, INC. (CHICAGO IL)
IA
Issued 04/01/2019
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/03/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/24/2010
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/29/2006
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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