Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Henry Warrick is a registered representative with Truist Securities, Inc. in Charlotte, North Carolina. William has been in the securities industry since 1998 and has a Series 7, Series 63, and Series 7TO licenses. William previously worked with Wachovia Securities, Inc. and First Union Capital Markets Corp.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NC
10/31/2022 - Present
Truist Securities, Inc. (CHARLOTTE NC)
MO
10/01/1999 - 10/28/2002
WACHOVIA SECURITIES, INC. (ST. LOUIS MO)
NC
07/31/1998 - 10/01/1999
FIRST UNION CAPITAL MARKETS CORP. (CHARLOTTE NC)
BC
Issued 11/28/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/29/2022
Series 7TO - General Securities Representative Examination
BC
Issued 10/29/2022
SIE - Securities Industry Essentials Examination
BC
Issued 04/07/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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