Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Talley is a financial advisor with over 40 years of experience in the financial services industry. He is currently registered with Cambridge Investment Research, Inc. and has held previous registrations with AXA Advisors, LLC and The Equitable Life Assurance Society of the United States. William Talley is licensed in Maryland and Virginia, and holds Series 1, 6, 63, 22, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
VA
08/05/2014 - Present
Cambridge Investment Research, Inc. (PETERSBURG VA)
VA
10/20/1980 - 03/28/2013
AXA ADVISORS, LLC (PETERSBURG VA)
NY
05/01/1979 - 01/05/2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
BC
Issued 02/09/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 01/02/2023
Series 22TO - Direct Participation Programs Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/25/1979
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
Not sure William Talley is the right advisor for you? Invested Better is here to help.
