Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Henry Swoboda is a financial professional registered with Benefit Finance Securities, LLC. William has over 13 years of experience in the financial services industry. William is registered with the following securities licenses: Series 7, Series 63 and the SIE. William is currently registered in 13 states, including California, Delaware, Illinois, Indiana, Michigan, Missouri, New Jersey, North Carolina, Ohio, Oregon, Pennsylvania, South Dakota, and Wisconsin.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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MO
09/26/2023 - Present
Benefit Finance Securities, LLC (ST. LOUIS MO)
MO
11/19/2010 - 09/26/2023
BFP SECURITIES, LLC (ST. LOUIS MO)
BC
Issued 12/21/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/18/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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