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William Henry Sherrard

Capital Client Group, Inc.

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About William Henry Sherrard

William Henry Sherrard is a financial advisor with over 20 years of experience in the financial services industry. William is currently registered with Capital Client Group, Inc. in Los Angeles, CA, and has previously worked with several other firms including PIMCO INVESTMENTS LLC, AIG CAPITAL SERVICES, INC., ADP BROKER-DEALER, INC., CURIAN CLEARING, LLC, EDWARD JONES, INVESCO AIM DISTRIBUTORS, INC., and FUND MANAGEMENT COMPANY.

Firm Information

William Sherrard is currently registered with Capital Client Group, Inc.. Capital Client Group, Inc. is a corporation established in 1972 and headquartered in Los Angeles, California. The firm provides various investment advisory services, including recommending affiliate as an investment advisor of SMA assets. They primarily serve corporations, individuals, insurance companies, investment companies, and other investment advisors. The firm is registered with the SEC and in 53 states.
Capital Client Group, Inc.

333 SOUTH HOPE STREET

LOS ANGELES, CA 90071-1406

Not reported

Assets Under Management

Not reported

Total Clients

619

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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recommending affiliate as investment adviser of sma assets

Recommending affiliate as investment adviser of sma assets

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

As agreed upon in a manner that covers registrant's costs

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William Sherrard’s Registration & Firm History

CA

08/10/2023 - Present

Capital Client Group, Inc. (LOS ANGELES CA)

TX

07/30/2020 - 08/03/2023

PIMCO INVESTMENTS LLC (Austin TX)

TX

08/06/2014 - 07/02/2020

AIG CAPITAL SERVICES, INC. (HOUSTON TX)

NJ

02/26/2013 - 04/29/2014

ADP BROKER-DEALER, INC. (ROSELAND NJ)

TN

07/27/2011 - 02/26/2013

CURIAN CLEARING, LLC (FRANKLIN TN)

MO

07/20/2009 - 10/20/2009

EDWARD JONES (ST. LOUIS MO)

TX

12/12/2007 - 01/20/2009

INVESCO AIM DISTRIBUTORS, INC. (HOUSTON TX)

TX

08/01/2001 - 12/12/2007

FUND MANAGEMENT COMPANY (HOUSTON TX)

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Licenses & Designations

BC

Issued 03/01/2002

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/16/2006

Series 7 - General Securities Representative Examination

BC

Issued 07/28/2001

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for William Henry Sherrard.
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