Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Henry Settle is a financial professional with over 10 years of experience in the financial services industry. William is currently registered with MM Ascend Life Investor Services, LLC and holds Series 63, 7, 24, and SIE licenses. Prior to joining MM Ascend Life Investor Services, LLC, William was registered with JACKSON NATIONAL LIFE DISTRIBUTORS LLC in Denver, Colorado. William has experience working with individual clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Maintaining registration but not actively providing advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Maintaining registration but not serving clients
1
2
OH
04/16/2015 - Present
MM Ascend Life Investor Services, LLC (CINCINNATI OH)
CO
11/21/2012 - 03/19/2015
JACKSON NATIONAL LIFE DISTRIBUTORS LLC (DENVER CO)
BC
Issued 11/30/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/24/2014
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/20/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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