Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Henry Sandeman is a registered investment advisor representative with Wedbush Securities Inc. William has been in the securities industry since 1977. William holds a number of industry licenses, including Series 7, Series 3, Series 9, Series 10, Series 15, Series 63, Series 65, Series 99TO, and SIE. William has worked at a number of firms in the past including PaineWebber Incorporated, Oppenheimer & Co., Inc., and Drexel Burnham Lambert Incorporated. William is registered to provide investment advisory services in 27 states. William's current practice at Wedbush Securities Inc. includes providing financial planning, pension consulting, educational seminars, selection of other advisors, portfolio management for businesses, and portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
WA
09/30/2011 - Present
Wedbush Securities Inc. (SEATTLE WA)
NJ
09/24/1993 - 01/05/2001
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
05/05/1989 - 10/05/1993
OPPENHEIMER & CO., INC. (NEW YORK NY)
NA
02/24/1982 - 05/17/1989
DREXEL BURNHAM LAMBERT INCORPORATED
NA
01/03/1977 - 07/07/1982
FOSTER & MARSHALL INC.
IA
Issued 03/29/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/29/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/30/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/22/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/30/1999
Series 3 - National Commodity Futures Examination
BC
Issued 08/02/1988
Series 15 - Foreign Currency Options Examination
BC
Issued 09/01/1977
PC - AMEX Put and Call Exam
BC
Issued 12/18/1976
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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