linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

William Henry Morgan

Dempsey Lord Smith, LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you William? Claim Your Profile

About William Henry Morgan

William Henry Morgan is a financial advisor at Dempsey Lord Smith, LLC. William has been working in the financial industry since 2005 and holds both Series 66 and Series 7 licenses. William is also registered with FINRA and the state of Tennessee. He specializes in financial planning, pension consulting, and portfolio management for individuals.

Firm Information

William Morgan is currently registered with Dempsey Lord Smith, LLC. Dempsey Lord Smith, LLC is a Limited Liability Company formed in Georgia in 2006. The firm provides financial planning and portfolio management services to individuals, families, and pension and profit-sharing plans. They are registered with the SEC and in all 50 states, plus Puerto Rico and the Virgin Islands. The firm's regulatory assets under management total over $585 million across 3,106 accounts. Dempsey Lord Smith, LLC also participates in wrap fee programs.
Dempsey Lord Smith, LLC

901 N BROAD STREET

ROME, GA 30161

$585.61M

Assets Under Management

1,675

Total Clients

89

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

check

pension consulting services

Guidance on pension options to ensure a secure financial future.

check

selection of other advisors

Helps you choose top advisors aligned with your financial goals.

check

portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

fixed fees

Set rates for specific services, regardless of time or assets managed.

check

percentage of assets

A percentage of the total value of assets under management is charged.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

William Morgan’s Registration & Firm History

GA

08/14/2018 - Present

Dempsey Lord Smith, LLC (ROME GA)

TN

10/11/2011 - 08/27/2018

LPL FINANCIAL LLC (HENDERSONVILLE TN)

TN

01/15/2009 - 10/11/2011

UVEST FINANCIAL SERVICES GROUP, INC. (GALLATIN TN)

TN

07/24/2007 - 01/02/2009

FIRST TENNESSEE BROKERAGE, INC. (MADISON TN)

TN

07/19/2006 - 06/19/2007

WADDELL & REED, INC. (NASHVILLE TN)

NY

08/08/2005 - 04/13/2006

AXA ADVISORS, LLC (NEW YORK NY)

Not sure if William Henry Morgan is right for you?

Licenses & Designations

BOTH

Issued 07/11/2005

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/05/2005

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for William Henry Morgan.
Not sure if William Henry Morgan is right for you?