Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Henry Mora is a financial advisor with Osaic Wealth, Inc. in Houston, Texas. William has been in the industry since June 22, 1987 and is registered to provide investment advice and securities services in Colorado, Minnesota, New Mexico, Pennsylvania, and Texas. William has a diverse background with experience at several firms, including SAGEPOINT FINANCIAL, INC., QUESTAR CAPITAL CORPORATION, PLANMEMBER SECURITIES CORPORATION, MULTI-FINANCIAL SECURITIES CORPORATION, and ARAGON FINANCIAL SERVICES, INC. William has a strong commitment to helping clients achieve their financial goals and providing them with the best possible service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TX
09/01/2023 - Present
Osaic Wealth, Inc. (HOUSTON TX)
TX
05/13/2016 - 09/01/2023
SAGEPOINT FINANCIAL, INC. (HOUSTON TX)
TX
03/31/2008 - 05/17/2016
QUESTAR CAPITAL CORPORATION (HOUSTON TX)
TX
07/03/2001 - 04/10/2008
PLANMEMBER SECURITIES CORPORATION (HOUSTON TX)
CO
01/27/1999 - 06/22/2001
MULTI-FINANCIAL SECURITIES CORPORATION (GREENWOOD VILLAGE CO)
CA
04/13/1994 - 01/27/1999
ARAGON FINANCIAL SERVICES, INC. (IRVINE CA)
NA
04/07/1988 - 04/07/1994
FIDELITY EQUITY SERVICES CORPORATION
NA
06/08/1987 - 04/20/1988
TRANSAMERICA SECURITIES SALES CORPORATION
NA
06/08/1987 - 04/19/1988
TRANSAMERICA FINANCIAL RESOURCES, INC.
BC
Issued 06/10/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/24/1987
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 06/04/1987
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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