Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Henry Maicon is a financial professional with over 40 years of experience in the securities industry. He is currently registered with Thrivent Investment Management Inc. William has a wide range of experience, having worked with various firms such as Edward Jones, Merrill Lynch, Pierce, Fenner & Smith Incorporated, and AXA Advisors, LLC. William is a licensed investment advisor representative in Florida and a registered representative with FINRA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
FL
01/26/2021 - Present
Thrivent Investment Management Inc. (Jacksonville FL)
FL
08/17/2018 - 11/16/2018
MWA FINANCIAL SERVICES INC. (Palm Coast FL)
NY
06/20/2016 - 08/30/2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (WHITE PLAINS NY)
CT
04/27/2016 - 06/22/2016
AXA ADVISORS, LLC (STAMFORD CT)
MO
06/29/2015 - 10/08/2015
EDWARD JONES (ST. LOUIS MO)
NY
02/11/2015 - 04/08/2015
MAXIM GROUP LLC (NEW YORK NY)
NJ
08/26/2014 - 09/18/2014
VANDHAM SECURITIES CORP. (PARK RIDGE NJ)
NJ
09/05/2006 - 08/14/2014
VANDHAM SECURITIES CORP. (WOODCLIFF LAKE NJ)
NY
03/08/2006 - 08/24/2006
PRUDENTIAL EQUITY GROUP, LLC (NEW YORK NY)
NJ
11/14/2002 - 01/21/2005
VANDHAM SECURITIES CORP. (PARK RIDGE NJ)
NY
03/12/2001 - 11/22/2002
KBC FINANCIAL PRODUCTS USA, INC. (NEW YORK NY)
NY
07/02/1996 - 03/09/2001
ING BARINGS LLC (NEW YORK NY)
NY
09/11/1992 - 06/10/1996
OPPENHEIMER & CO., INC. (NEW YORK NY)
IL
06/14/1990 - 09/08/1992
LIT AMERICA, INC. (CHICAGO IL)
CT
10/28/1987 - 05/08/1990
DILLON, READ & CO. INC. (STAMFORD CT)
NA
05/30/1986 - 09/29/1987
JOHNSON, LANE, SPACE, SMITH & CO., INC.
NA
05/30/1985 - 05/28/1986
PRUDENTIAL-BACHE SECURITIES INC.
NA
07/06/1981 - 06/03/1985
E. F. HUTTON & COMPANY INC
NA
09/12/1978 - 07/29/1981
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
NA
07/02/1973 - 09/26/1978
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
BOTH
Issued 01/22/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/29/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/01/1979
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/28/2006
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 10/31/1981
Series 5 - Interest Rate Options Examination
BC
Issued 06/25/1973
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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