Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Halboth is a financial advisor who is registered with Fidelity Brokerage Services LLC. William has been in the industry since 2013. William is currently licensed in Rhode Island and Colorado and holds the Series 6, 7, 63 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
RI
08/16/2024 - Present
Fidelity Brokerage Services LLC (SMITHFIELD RI)
CO
12/03/2018 - 03/11/2024
ARES WEALTH MANAGEMENT SOLUTIONS, LLC (DENVER CO)
CO
06/11/2018 - 12/04/2018
TRANSAMERICA CAPITAL, INC. (DENVER CO)
CO
08/13/2012 - 06/08/2018
JACKSON NATIONAL LIFE DISTRIBUTORS LLC (DENVER CO)
BC
Issued 10/03/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/16/2024
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/08/2018
Series 7 - General Securities Representative Examination
BC
Issued 08/10/2012
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
Not sure William Halboth is the right advisor for you? Invested Better is here to help.
