Unclaimed
William Galarza is a financial advisor with Allstate Financial Services, LLC. William has been in the financial industry since 2014. William is registered in New York and holds Series 6, 7, 63, and 66 licenses. William's previous experience includes AXA Advisors, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
05/24/2018 - Present
Allstate Financial Services, LLC (Hauppauge NY)
NY
12/19/2013 - 05/09/2018
AXA ADVISORS, LLC (WOODBURY NY)
BOTH
Issued 06/25/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/07/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/29/2015
Series 7 - General Securities Representative Examination
BC
Issued 12/19/2013
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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