Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Henry Buffington is a registered representative with Fortune Financial Services, Inc. William's career in the financial services industry began in 1976. William has held registrations with a number of firms, including MTL Equity Products, Inc. and American General Securities Incorporated. William holds the following licenses: Series 6, Series 22, Series 65, and Series 63. William is licensed in Ohio.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
OH
04/08/2004 - Present
Fortune Financial Services, Inc. (AKRON OH)
AZ
12/11/2000 - 04/05/2004
MTL EQUITY PRODUCTS, INC. (FOUNTAIN HILLS AZ)
AZ
10/01/1997 - 12/06/2000
AMERICAN GENERAL SECURITIES INCORPORATED (PHOENIX AZ)
NA
01/05/1989 - 10/01/1997
USLIFE EQUITY SALES CORP.
NY
01/30/1984 - 10/01/1997
USLIFE EQUITY SALES CORP. (NEW YORK NY)
NA
05/01/1987 - 12/16/1988
MARINER FINANCIAL SERVICES, INC.
NA
10/20/1980 - 03/23/1984
EQUICO SECURITIES, INC.
NA
04/19/1976 - 03/23/1984
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
NA
07/26/1982 - 08/26/1983
JOHN HANCOCK DISTRIBUTORS, INC.
IA
Issued 10/02/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 01/02/2023
Series 22TO - Direct Participation Programs Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/10/1976
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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