Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Henry Brown is a registered representative with Merrill Lynch, Pierce, Fenner & Smith Inc. William has been in the securities industry since January 1981. William has worked with a variety of client types, including individuals, high-net-worth individuals, corporations, insurance companies, pension and profit sharing plans, and charitable organizations. William holds the Series 65, Series 63, and Series 7 securities licenses, as well as the SIE, Series 15, Series 5, and Series 1 licenses. William's firm offers a variety of services, including portfolio management, financial planning, pension consulting, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
PA
02/06/2002 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (SEWICKLEY PA)
NA
08/07/1980 - 02/26/1982
FEDERATED SECURITIES CORP.
IA
Issued 05/31/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/27/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/07/1985
Series 15 - Foreign Currency Options Examination
BC
Issued 09/19/1983
Series 5 - Interest Rate Options Examination
BC
Issued 08/21/1982
Series 7 - General Securities Representative Examination
BC
Issued 07/30/1980
Series 1 - Registered Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure William Brown is the right advisor for you? Invested Better is here to help.
