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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Henry Brockman is a financial advisor with over 45 years of experience in the industry. William is a Registered Representative with Hornor, Townsend & Kent, LLC, a Registered Investment Advisor and FINRA member firm. William's experience includes advising individual clients, businesses, and pension and profit-sharing plans. William has a specialization in Retirement Planning, College Savings Planning, Insurance and Estate Planning. William Henry Brockman is also a Chartered Financial Consultant (ChFC®).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Trail commissions, distribution assistance fees
1
2
MD
01/23/2020 - Present
Hornor, Townsend & Kent, LLC (University Park MD)
MD
03/25/2017 - 12/12/2019
MML INVESTORS SERVICES, LLC (ROCKVILLE MD)
MD
01/02/2015 - 03/25/2017
MSI FINANCIAL SERVICES, INC. (ROCKVILLE MD)
MD
05/02/1977 - 01/02/2015
NEW ENGLAND SECURITIES (ROCKVILLE MD)
BC
Issued 08/12/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/03/2009
Series 7 - General Securities Representative Examination
BC
Issued 04/26/1977
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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