Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Henry Baker is a financial advisor with Wells Fargo Advisors Financial Network, LLC. William has been in the financial services industry since 1998. William has held the Series 7 and Series 66 securities licenses since 2016. William is registered in California, Florida, Maryland, North Carolina, South Carolina and Texas. William is a registered investment advisor in Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
03/30/2016 - Present
Wells Fargo Advisors Financial Network, LLC (TYLER TX)
TX
05/27/2004 - 08/26/2008
TSB SECURITIES, INC. (MCALLEN TX)
AZ
01/23/2002 - 03/01/2004
SAMCO FINANCIAL SERVICES, INC. (PHOENIX AZ)
TX
08/31/1998 - 12/31/1999
SWS FINANCIAL SERVICES (DALLAS TX)
TX
01/01/1996 - 09/10/1996
BROKERS TRANSACTION SERVICES, INC. (DALLAS TX)
NA
10/26/1984 - 12/31/1993
BANKERS TRANSACTION SERVICES, INC.
BOTH
Issued 03/30/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/19/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/23/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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