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William Henderson Underwood

Cetera Advisor Networks LLC

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About William Henderson Underwood

William Henderson Underwood is a financial advisor currently registered with Cetera Advisor Networks LLC in Salt Lake City, Utah. William has been in the financial services industry since June 27, 1983. Before joining Cetera Advisor Networks LLC, William was registered with TOWER SQUARE SECURITIES, INC., LINCOLN FINANCIAL ADVISORS CORPORATION, AETNA INVESTMENT SERVICES, INC., BENEFITSCORP EQUITIES, INC., THE GREAT-WEST LIFE ASSURANCE COMPANY and AETNA LIFE INSURANCE AND ANNUITY COMPANY.

Firm Information

William Underwood is currently registered with Cetera Advisor Networks LLC. Cetera Advisor Networks LLC is a Limited Liability Company formed in 2012. The firm is registered with the SEC and in 53 states. It is approved to provide advisory services.

Not reported

Assets Under Management

Not reported

Total Clients

695

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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William Underwood’s Registration & Firm History

UT

09/03/2013 - Present

Cetera Advisor Networks LLC (SALT LAKE CITY UT)

UT

02/28/2000 - 09/03/2013

TOWER SQUARE SECURITIES, INC. (SALT LAKE CITY UT)

IN

01/04/1999 - 02/18/2000

LINCOLN FINANCIAL ADVISORS CORPORATION (FORT WAYNE IN)

CT

10/15/1993 - 01/28/1999

AETNA INVESTMENT SERVICES, INC. (WINDSOR CT)

CO

11/29/1996 - 11/19/1998

BENEFITSCORP EQUITIES, INC. (GREENWOOD VILLAGE CO)

CO

03/14/1989 - 11/29/1996

THE GREAT-WEST LIFE ASSURANCE COMPANY (ENGLEWOOD CO)

CT

07/30/1992 - 10/15/1993

AETNA LIFE INSURANCE AND ANNUITY COMPANY (HARTFORD CT)

CT

06/19/1983 - 04/01/1989

AETNA LIFE INSURANCE AND ANNUITY COMPANY (HARTFORD CT)

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Licenses & Designations

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/22/1981

Series 2 - Non-Member General Securities Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for William Henderson Underwood.
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