Unclaimed
William Henderson Underwood is a financial advisor currently registered with Cetera Advisor Networks LLC in Salt Lake City, Utah. William has been in the financial services industry since June 27, 1983. Before joining Cetera Advisor Networks LLC, William was registered with TOWER SQUARE SECURITIES, INC., LINCOLN FINANCIAL ADVISORS CORPORATION, AETNA INVESTMENT SERVICES, INC., BENEFITSCORP EQUITIES, INC., THE GREAT-WEST LIFE ASSURANCE COMPANY and AETNA LIFE INSURANCE AND ANNUITY COMPANY.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
UT
09/03/2013 - Present
Cetera Advisor Networks LLC (SALT LAKE CITY UT)
UT
02/28/2000 - 09/03/2013
TOWER SQUARE SECURITIES, INC. (SALT LAKE CITY UT)
IN
01/04/1999 - 02/18/2000
LINCOLN FINANCIAL ADVISORS CORPORATION (FORT WAYNE IN)
CT
10/15/1993 - 01/28/1999
AETNA INVESTMENT SERVICES, INC. (WINDSOR CT)
CO
11/29/1996 - 11/19/1998
BENEFITSCORP EQUITIES, INC. (GREENWOOD VILLAGE CO)
CO
03/14/1989 - 11/29/1996
THE GREAT-WEST LIFE ASSURANCE COMPANY (ENGLEWOOD CO)
CT
07/30/1992 - 10/15/1993
AETNA LIFE INSURANCE AND ANNUITY COMPANY (HARTFORD CT)
CT
06/19/1983 - 04/01/1989
AETNA LIFE INSURANCE AND ANNUITY COMPANY (HARTFORD CT)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/22/1981
Series 2 - Non-Member General Securities Examination
Active
Inactive
F
FINRA
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