Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Clayton is a financial professional with over 7 years of experience in the financial services industry. William has held positions at both SIEBERT WILLIAMS SHANK & CO., LLC and SUNTRUST ROBINSON HUMPHREY, INC. Currently, William is an Investment Banking Registered Representative at Loop Capital Markets LLC. William is registered with FINRA and the state of New York. William holds the Series 7, Series 79TO, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Transition management services/equity research services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
Negotiated fees for research services
1
2
NY
03/27/2023 - Present
Loop Capital Markets LLC (NEW YORK NY)
NY
07/10/2019 - 03/31/2023
SIEBERT WILLIAMS SHANK & CO., LLC (NEW YORK NY)
GA
08/15/2016 - 07/10/2019
SUNTRUST ROBINSON HUMPHREY, INC. (ATLANTA GA)
BC
Issued 09/08/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/27/2020
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/15/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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