Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Hawk has been in the financial industry since 1994 and is currently registered with Fsam LLC. William has a variety of experience in the financial industry, including working with corporations, individuals, and pension and profit-sharing plans. William is also a partner in several investment related businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
GA
11/07/2023 - Present
Fsam LLC (ALPHARETTA GA)
GA
08/30/2010 - 10/05/2020
FIRST SOUTHERN SECURITIES, LLC. (ALPHARETTA GA)
GA
02/08/2010 - 03/03/2010
ELLIOTT DAVIS CAPITAL PARTNERS, LLC (NORCROSS GA)
GA
01/05/2006 - 05/22/2009
SCOTT & STRINGFELLOW, LLC (ALPHARETTA GA)
NJ
09/18/2002 - 01/12/2006
BERGEN CAPITAL, INC. (HASBROUCK HEIGHTS NJ)
TX
03/20/1998 - 09/18/2002
TEJAS SECURITIES GROUP, INC. (AUSTIN TX)
NJ
12/18/1997 - 03/23/1998
FIRST MONTAUK SECURITIES CORP. (RED BANK NJ)
NC
01/28/1997 - 01/09/1998
MARION BASS SECURITIES CORPORATION (CHARLOTTE NC)
FL
09/01/1994 - 01/29/1997
HOWE, SOLOMON & HALL, INC. (MIAMI FL)
IA
Issued 05/19/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/09/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/30/2023
Series 4 - Registered Options Principal Examination
BC
Issued 03/02/2010
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/26/2006
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/16/2005
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 05/22/1998
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/22/2017
Series 50 - Municipal Advisor Representative Qualification Exam
BC
Issued 08/31/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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