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William Hazelton

Truist Securities, Inc.

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About William Hazelton

William Hazelton is a securities professional with over 9 years of experience in the industry. William currently works at Truist Securities, Inc. William was previously registered with BNP PARIBAS SECURITIES CORP. RBC CAPITAL MARKETS, LLC and MORGAN STANLEY SMITH BARNEY. William holds FINRA Series 7, Series 63 and SIE licenses. William is registered with the state of Alabama, Alaska, Arizona, Arkansas, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Hawaii, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Montana, Nebraska, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, North Dakota, Ohio, Oklahoma, Oregon, Pennsylvania, Puerto Rico, Rhode Island, South Carolina, South Dakota, Tennessee, Texas, Utah, Vermont, Virginia, Washington, West Virginia, Wisconsin, and Wyoming.

Firm Information

William Hazelton is currently registered with Truist Securities, Inc.. Truist Securities, Inc. is a Corporation formed in July 1972. The firm is registered with the SEC and in all 50 states, as well as in the District of Columbia, Puerto Rico, and the U.S. Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

309

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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William Hazelton’s Registration & Firm History

NY

03/06/2023 - Present

Truist Securities, Inc. (NEW YORK NY)

NY

03/11/2020 - 02/07/2023

BNP PARIBAS SECURITIES CORP. (NEW YORK NY)

NY

09/11/2014 - 04/24/2019

RBC CAPITAL MARKETS, LLC (NEW YORK NY)

NY

04/27/2010 - 08/16/2011

MORGAN STANLEY SMITH BARNEY (PURCHASE NY)

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Licenses & Designations

BC

Issued 10/09/2014

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/11/2014

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for William Hazelton.
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