Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Pope is a financial advisor with over 20 years of experience in the industry. William is currently registered with UBS Securities LLC and UBS Financial Services Inc.. William has held previous positions with RBC Capital Markets, LLC, Gleacher & Company Securities, Inc., Citigroup Global Markets Inc., Bedrok Securities LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Salomon Smith Barney Inc., and Salomon Brothers Inc. William is a Series 7, Series 63, and SIE licensed advisor. William's experience and qualifications make him well-suited to provide investment advice and guidance to individuals and families.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CT
10/27/2021 - Present
UBS Securities LLC (STAMFORD CT)
NY
09/25/2017 - 07/07/2021
RBC CAPITAL MARKETS, LLC (NEW YORK NY)
NY
05/01/2012 - 08/29/2012
GLEACHER & COMPANY SECURITIES, INC. (NEW YORK NY)
NY
06/06/2011 - 05/23/2012
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
04/06/2009 - 04/28/2011
BEDROK SECURITIES LLC (RYE NY)
NY
05/12/1999 - 04/09/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
06/19/1997 - 06/08/1999
SALOMON SMITH BARNEY INC. (NEW YORK NY)
NY
11/29/1997 - 09/01/1998
SALOMON BROTHERS INC. (NEW YORK NY)
UT
09/02/1994 - 04/21/1995
ZIONS INVESTMENT SECURITIES, INC. (SALT LAKE CITY UT)
BC
Issued 10/10/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/25/2017
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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