Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William hayden? Claim Your ProfileWilliam Hayden Bates is an investment advisor representative at Wells Fargo Advisors Financial Network, LLC. He is registered with the state of Connecticut and Tennessee. He has been in the industry since 2006 and has experience with Morgan Stanley and Citigroup Global Markets Inc. William focuses on providing financial planning, portfolio management for individuals and businesses, and investment consulting services to institutional clients. He has over 30 approved state registrations, and holds the Series 66, Series 7, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TN
11/14/2024 - Present
Wells Fargo Advisors Financial Network, LLC (FRANKLIN TN)
CT
06/01/2009 - 08/26/2014
MORGAN STANLEY (WESTPORT CT)
CT
07/06/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (WESTPORT CT)
CT
04/24/2006 - 07/30/2007
CITIGROUP GLOBAL MARKETS INC. (WESTPORT CT)
BOTH
Issued 05/24/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/21/2006
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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