Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Sewell is a financial advisor with over 40 years of experience in the industry. He has worked with several firms, including Merrill Lynch, Citigroup Global Markets, and Morgan Stanley Smith Barney. William is currently affiliated with Janney Montgomery Scott LLC and has been with the firm since June 2019. William's expertise includes financial planning, portfolio management for individuals and businesses, and pension consulting. William is registered to provide investment advice in 39 states and the District of Columbia, and he holds several industry licenses including Series 3, 5, 7, 8, 9, 10, 63, and 65.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fee plus commission
1
2
NC
09/04/2019 - Present
Janney Montgomery Scott LLC (RALEIGH NC)
NC
04/28/2014 - 07/09/2019
BB&T SECURITIES, LLC (WILMINGTON NC)
NC
08/01/2013 - 04/29/2014
WELLS FARGO ADVISORS, LLC (RALEIGH NC)
NC
05/05/2010 - 08/06/2013
ROBERT W. BAIRD & CO. INCORPORATED (RALEIGH NC)
NC
06/01/2009 - 05/19/2010
MORGAN STANLEY SMITH BARNEY (RALEIGH NC)
NC
07/31/1993 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (RALEIGH NC)
GA
08/26/1993 - 05/15/2001
THE ROBINSON-HUMPHREY COMPANY, LLC (ATLANTA GA)
NY
05/14/1988 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
04/04/1983 - 05/14/1988
E. F. HUTTON & COMPANY INC
NA
02/23/1981 - 03/17/1983
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BC
Issued 09/16/1996
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 08/01/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 09/14/1984
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/19/1985
Series 3 - National Commodity Futures Examination
BC
Issued 05/25/1982
Series 5 - Interest Rate Options Examination
BC
Issued 02/21/1981
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure William Sewell is the right advisor for you? Invested Better is here to help.
