Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Hartsfield is an investment advisor representative with Cambridge Investment Research Advisors, Inc. William has been in the industry since September 1981. William is registered to provide investment advice in Alabama and Florida. William is also registered with FINRA and the State of Alabama as a registered representative. William has Series 6 and Series 65 licenses and has been registered with the SEC since 2003. William works at the Cambridge Investment Research Advisors, Inc. branch office in Birmingham, Alabama. William is also an independent insurance agent for various independent insurance companies and is a registered representative of a Registered Investment Advisor (RIA) for CIRA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
AL
04/18/2022 - Present
Cambridge Investment Research Advisors, Inc. (Birmingham AL)
AL
12/11/2003 - 04/18/2022
CONCOURSE FINANCIAL GROUP SECURITIES, INC. (BIRMINGHAM AL)
NY
05/03/1999 - 12/11/2003
PARK AVENUE SECURITIES LLC (NEW YORK NY)
NY
09/15/1981 - 05/03/1999
GUARDIAN INVESTOR SERVICES CORPORATION (NEW YORK NY)
IA
Issued 06/27/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/27/1981
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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