Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Hart is a registered investment advisor representative with Private Advisor Group, LLC. William has been in the financial services industry since May 1983. William is currently registered with FINRA and the states of Alaska, California, Connecticut, Delaware, Florida, Georgia, Hawaii, Louisiana, Maryland, Massachusetts, New Jersey, New York, North Carolina, Ohio, Pennsylvania, South Carolina, Vermont, and Virginia. William also holds Series 5, 7, and 63 licenses. Prior to joining Private Advisor Group, LLC, William was employed at WELLS FARGO ADVISORS, LLC and A. G. EDWARDS & SONS, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Solicitation/referral
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor/referral fees
1
2
NJ
07/20/2021 - Present
Private Advisor Group, LLC (MORRISTOWN NJ)
NJ
01/01/2008 - 10/14/2009
WELLS FARGO ADVISORS, LLC (SHORT HILLS NJ)
NJ
06/24/1988 - 01/03/2008
A. G. EDWARDS & SONS, INC. (MORISTOWN NJ)
NA
06/01/1987 - 07/09/1988
SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED
NA
07/03/1984 - 06/03/1987
A. G. EDWARDS & SONS, INC.
NA
05/25/1983 - 06/29/1984
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BC
Issued 06/06/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/23/1983
Series 5 - Interest Rate Options Examination
BC
Issued 05/21/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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