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William Harry Feingold

Truist Securities, Inc.

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About William Harry Feingold

William Harry Feingold is a financial professional with over 13 years of experience in the securities industry. Currently, William is registered with Truist Securities, Inc. and holds Series 7, Series 7TO, Series 55 and Series 63 licenses. Previously, William was a registered representative at BTIG, LLC, Goldman, Sachs & Co., Lehman Brothers Inc. and Credit Suisse First Boston Corporation. William is registered to conduct business in all 50 states and the District of Columbia.

Firm Information

William Feingold is currently registered with Truist Securities, Inc.. Truist Securities, Inc. is a Corporation formed in July 1972. The firm is registered with the SEC and in all 50 states, as well as in the District of Columbia, Puerto Rico, and the U.S. Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

309

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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William Feingold’s Registration & Firm History

NY

07/21/2021 - Present

Truist Securities, Inc. (NEW YORK NY)

NY

02/06/2012 - 06/12/2012

BTIG, LLC (NEW YORK NY)

NY

02/26/2010 - 06/23/2011

BTIG, LLC (NEW YORK NY)

NY

09/18/2007 - 10/09/2008

GOLDMAN, SACHS & CO. (NEW YORK NY)

NY

07/06/1998 - 04/01/1999

LEHMAN BROTHERS INC. (NEW YORK NY)

NY

03/14/1997 - 03/05/1998

CREDIT SUISSE FIRST BOSTON CORPORATION (NEW YORK NY)

NJ

10/11/1992 - 04/14/1997

PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)

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Licenses & Designations

BC

Issued 08/13/2021

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 05/05/2016

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 07/21/2021

Series 7TO - General Securities Representative Examination

BC

Issued 06/29/2021

SIE - Securities Industry Essentials Examination

BC

Issued 07/21/2008

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 09/17/2007

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for William Harry Feingold.
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