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William Harrison Hepner

Wells Fargo Securities, LLC

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About William Harrison Hepner

William Harrison Hepner is a registered representative associated with Wells Fargo Securities, LLC in the Houston area. William Hepner has been in the financial services industry for 3 months and has passed the Series 63, Series 79TO and SIE exams. William Hepner is registered to provide securities services in the state of Texas.

Firm Information

William Hepner is currently registered with Wells Fargo Securities, LLC. Wells Fargo Securities, LLC is a Limited Liability Company formed in March 2003. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

1,325

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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William Hepner’s Registration & Firm History

TX

09/13/2023 - Present

Wells Fargo Securities, LLC (HOUSTON TX)

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Licenses & Designations

BC

Issued 03/15/2023

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/13/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 06/01/2023

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for William Harrison Hepner.
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