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William Harrison Givens

Fidelity Brokerage Services LLC

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About William Harrison Givens

William Harrison Givens is a registered representative with Fidelity Brokerage Services LLC. William has been in the securities industry since September 21, 1994. William is licensed in 53 states and holds the Series 6, 7, and SIE licenses. William was previously employed by Mutual of America Life Insurance Company in Tampa, Florida from January 1, 1991 to November 3, 2014.

Firm Information

William Givens is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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William Givens’s Registration & Firm History

FL

07/26/2018 - Present

Fidelity Brokerage Services LLC (JACKSONVILLE FL)

FL

01/01/1991 - 11/03/2014

MUTUAL OF AMERICA LIFE INSURANCE COMPANY (TAMPA FL)

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Licenses & Designations

BC

Issued 08/02/2018

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/26/2018

Series 7 - General Securities Representative Examination

BC

Issued 12/20/1990

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There are no public disclosures for William Harrison Givens.
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