Unclaimed
William Harrison Givens is a registered representative with Fidelity Brokerage Services LLC. William has been in the securities industry since September 21, 1994. William is licensed in 53 states and holds the Series 6, 7, and SIE licenses. William was previously employed by Mutual of America Life Insurance Company in Tampa, Florida from January 1, 1991 to November 3, 2014.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
07/26/2018 - Present
Fidelity Brokerage Services LLC (JACKSONVILLE FL)
FL
01/01/1991 - 11/03/2014
MUTUAL OF AMERICA LIFE INSURANCE COMPANY (TAMPA FL)
BC
Issued 08/02/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/26/2018
Series 7 - General Securities Representative Examination
BC
Issued 12/20/1990
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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