Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Harrison Gales is a registered representative with Vanguard Marketing Corp. in Scottsdale, Arizona. William has been in the securities industry for 6 years. William holds the Series 7, Series 63 and Series 24 licenses. William also holds the SIE exam. William has been registered with the state of Arizona since 2017.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
AZ
02/27/2017 - Present
Vanguard Marketing Corp. (SCOTTSDALE AZ)
BC
Issued 03/08/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/22/2021
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/27/2017
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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