Unclaimed
William Johnston is a financial professional with Canaccord Genuity LLC, a firm headquartered in New York, NY. William is registered with FINRA and holds the Series 63, Series 86, Series 87, and SIE licenses. William is also registered in California and New York. William joined the financial services industry in 2022 and has experience in the research analyst field.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
09/16/2022 - Present
Canaccord Genuity LLC (NEW YORK NY)
BC
Issued 04/28/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/16/2022
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 08/30/2022
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 03/20/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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